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Methadone Treatment Program Report No. 97-01 -- Report Summary Nancy McDaniel, Management Auditor
Methadone maintenance treatment is the most widely used treatment for addiction to heroin and other opiates (e.g., morphine, codeine) in the United States. Patients receive a daily stabilizing dose of methadone, a synthetic opiate, in conjunction with counseling and other rehabilitative services. While methadone is effective in controlling opiate addiction, however, it is not a cure. Experts agree that opiate addiction is a chronic relapsing disease that addicts will battle their entire lives. King County contracts with two private non-profit organizations to provide methadone treatment: Evergreen Treatment Services and Therapeutic Health Services (T/H/S), which serve a total of 1,400 methadone patients. T/H/S operates clinics at two different sites, Summit and Midvale. The County also licenses Western Clinical Health Services (WCHS), which operates a private for-profit clinic and does not receive public funds. Evergreen and T/H/S are funded by federal, state, and private money. In 1996, each agency was to receive approximately $1 million in federal and state Medicaid funds and $340,000 in federal methadone funds that pass through the County. While the County does not fund the programs, it has the authority to license all methadone clinics in King County, and monitor and manage the contracts of the publicly-funded clinics. Monitoring is conducted by the Division of Alcoholism and Substance Abuse Services (DASAS) in the Seattle-King County Department of Public Health. The audit objectives were to determine if methadone programs work, research different models of methadone treatment, and evaluate the effectiveness of King County's contract methadone programs. In addition to an extensive review of research on methadone treatment, audit staff reviewed and analyzed a random sample of 120 patient files from the publicly-funded clinics and a smaller sample of 20 patient files from the private WCHS clinic. The general audit conclusion was that while extensive research has shown that methadone treatment is effective in treating heroin addiction, performance standards to assess the effectiveness of individual programs have not been developed. The audit also found that patient outcomes at the clinics that contract with the County for methadone treatment were generally consistent with outcomes from major research studies, although some outcomes could not be determined from patient files. The audit recommended that DASAS, in conjunction with the clinics, develop outcome-based performance standards to be incorporated into the contracts for methadone treatment. MAJOR FINDINGS AND RECOMMENDATIONS Finding II-1. Methadone maintenance treatment has been proven effective by extensive research. Thirty years of extensive research have shown that methadone
maintenance is an effective treatment for heroin addiction. Once stabilized on an adequate
methadone dose, patients show improvement in a number of areas: A decrease in the consumption of all illicit drugs; Based on these outcomes, several cost-benefit studies have concluded that for every dollar spent on methadone treatment, at least four dollars are saved in health and law enforcement costs. Studies show the optimum daily stabilization dose of methadone for most patients to be between 60 mg. and 120 mg. Doses at these levels correspond to enhanced patient outcomes, including decreased heroin use and higher patient retention. In addition to providing counseling to address the special needs of addicted patients, counselors are the primary link to other rehabilitative services such as medical and psychiatric referrals and vocational rehabilitation. These additional services are critical because most methadone patients have a range of medical, psychological, and financial problems. A clinic philosophy of long-term maintenance recognizes the need for long-term treatment to address the physical and psychological aspects of addiction and ensure lasting changes in patient behavior. Clinics with this philosophy have lower in-treatment drug use and higher patient retention than abstinence-oriented clinics or clinics that limit time in treatment. More than one-third (39%) of King County methadone patients in the audit sample routinely received doses designated as ineffective (below 60 mg.) by the National Institute on Drug Abuse. The percentage of patients receiving an effective dose ranged from 45% at the Midvale clinic to 85% at WCHS. Nine percent of the overall patient sample received inappropriate doses (under 40 mg.), with over half of those patients receiving treatment at Summit. According to the patient files, many patients reported depression, anxiety, or abusive relationships at admission. Additionally, patients often encountered other problems during treatment, such as housing, funding, or mental health issues. However, patient files often did not contain any documentation that patients had been referred to or received rehabilitative services. While numerous studies have shown the overall effectiveness of methadone maintenance treatment, standards have not been developed to measure the effectiveness of individual clinics. Audit staff therefore could not evaluate the effectiveness of the County programs against accepted performance standards; instead we compared the outcomes of the King County programs to outcomes from major research studies. Illicit use of opiates by patients in the publicly-funded clinics declined with time in treatment. After 6 months in treatment, 51% of patients tested negative for opiates; after one year the number had increased to 65%. However, the decrease in opiate use was lower than the results of a major study, which found that 77% of methadone patients had ceased heroin use after the first six months in treatment. Time in treatment is one of the most important predictors of outcomes for methadone patients: A recent national study found that at least one year in treatment was necessary for significant changes in heroin use, employment, and criminal activity. Overall, 33% of the patients in the audit sample were still in treatment after one year. Evergreen had the highest one-year retention rate at 44%; Midvale and Summit had lower rates at 28% and 24%, respectively. Although there was a large difference in retention rates between Evergreen and the T/H/S clinics, the rates were generally consistent with the results of two major studies. One study found an average one-year retention rate of 34%, with rates for individual clinics between 25% and 44%. The second study, of nine programs, found that 38% of all patients stayed in treatment for at least one year. Five programs had low rates between 7% and 25%, while two programs had rates over 50%. Citing the retention rates in these two studies, one researcher concluded that a major shortcoming of substance abuse programs was that retention rates were too low. Given the importance of time in treatment to positive patient outcomes, it is crucial that clinics implement treatment interventions that will keep patients in treatment. Finding V-6. Employment of patients in treatment for at least 6 months increased 44%. Patients who remained in treatment for six months or more showed a 44% increase in employment. Eighteen of the 77 patients in treatment six months or more were employed at admission, while 26 were employed at last contact. In contrast, of the 43 patients who were in treatment less than six months, 11 were employed at admission, and 12 were employed at discharge. Although state regulations required clinics to record patient psychosocial data at intake and during treatment, many patient files in the audit sample did not contain adequate information to assess changes in patients' criminal activity, housing, and emergency room visits. In some cases audit staff could not find enough information to establish patient status at intake. All clinics in King County provided a 21-day involuntary detoxification for rule violations, including discharges for positive urinalyses and missed doses. This 21-day period allowed the patient a humane detoxification that minimized withdrawal symptoms. In contrast, patients being discharged for non-payment of fees were placed on a rapid detoxification schedule: patients at publicly-funded clinics had only seven days to complete detoxification, while patients at WCHS had five. For patients who paid the clinic fees before the end of the detoxification period, the frequency and rapidity of these detoxifications interfered with their stabilization on methadone. The audit recommended that DASAS require a minimum 21-day financial detoxification schedule in its licensing agreement with all of the methadone clinics in King County. Both Washington State and King County focused primarily on compliance with administrative requirements in their review of methadone programs, and conducted very little review of patient outcomes. However, King County's contracts for methadone treatment included a provision for performance evaluation by the County. In 1996, the methadone clinics implemented the federal Methadone Treatment Quality Assurance System, a program to test an outcome-based measurement system, including changes in patient employment, arrests, and emergency room visits. Thus, the County had in place the foundation to implement program evaluation based on patient outcomes and program performance. The audit recommended that DASAS institute requirements for regular performance reports as part of its contract with providers. The reports should contain the following information: patient retention rates; urinalysis results; methadone dose levels; and the number of clients utilizing additional referral services (e.g., mental health, vocational). In addition, the audit recommended that DASAS, in conjunction with the clinics, develop specific patient outcomes (e.g., employment) to be regularly recorded in patient files and included in the performance reports. The audit also recommended that DASAS use these performance reports and patient outcomes to develop outcome-based performance standards to be included in future contracts. Finally, the audit recommended that DASAS increase its monitoring of patient files to ensure that counselors make appropriate and timely referrals for patients and follow up on the treatment of identified patient needs. Updated: 06/24/02
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